Compliance and Risk Assistant Manager

Support the Compliance Officer and Head of Compliance Assist with the supervision of team members and workloads Assist with drafting and implementing regulatory compliance policies and procedures Maintain policies and procedures schedule and coordinate periodic reviews by the Policies and Procedures Committee to ensure they remain up to date with current rules and regulation Completion of the compliance monitoring programme (CMP), in accordance with the CMP policies and procedures Assist in preparing reports for board meetings Keep abreast of the Financial Services Authority's (FSA) rules and regulations Review screening reports regarding Sanctions updates and Adverse Media reports received from the firm's screening solution and the FSAs Public Statements Maintaining key registers including regulatory correspondence with the FSA and other regulatory authorities where necessary Advise and support employees in respect of compliance and AML/CFT matters Support regulatory/auditors and similar visits or inspections Maintain accurate records relating to the compliance function as appropriate Carry out additional compliance tasks as directed by line management What will you need to succeed in this role? As to be expected, we are searching for someone who can bring a range of skills and experiences to enhance the team. As such, there are a few essential skills we are looking for: Good level of experience of working in Compliance & Risk Experience of working in a regulatory environment Corporate/Trust industry experience - preferred Good understanding of the Isle of Man Regulatory Framework, Rules and Regulations Proficient in client structures e.g. corporates, trusts, foundations and the associated due diligence requirements An good understanding of high-risk features such as PEPs, Sanctions and business activities Strong educational background Relevant compliance qualifications e.g. ICA (desirable) Experience in a similar role within a regulated environment (desirable) Experience of Navision (NAV) and Microsoft Office (desirable) Personal attributes which would be seen in the ideal applicant include; Well-organised and pragmatic Methodical, analytical Attention to detail Ability to work as part of a team Approachable Excellent interpersonal and communication skills plus discretion Able to apply tenacity, where necessary Ability to work under pressure and adhering to tight deadlines Customer focused Commercial awareness Results driven, ambitious Resilient Self-motivated and keen to develop Adaptable to change Commitment to improving the quality of the data To apply, please copy and paste this link: https://careers.equiomgroup.com/jobs/5375996-compliance-and-risk-assistant-manager?promotion=1292695-trackable-share-link-iom-job-centre