Compliance Manager
12 August by Search & Select
Reference ID: 204478
Duration:
Unspecified
Salary: To be advised
End Date: 4 Oct 2024
Job Description
Our client seeks a Compliance Manager to join their team Key Skills and
Experience A compliance professional with a minimum of 5 years Compliance
experience in a TCSP with an ICA Certificate in Compliance.You will have had
responsibility for implementing compliance monitoring processes and controls
within a small / medium sized financial services environment.Effective written
and verbal communication.A good knowledge and understanding of local laws,
regulations and rules and ensuring policies and procedures are up to
date.Experience of dealing with the Regulators on a day to day basis, regulatory
visits and production of regulatory reports and documentation.Report
writing.Knowledge of all applicable legislation / regulations.Excellent
interpersonal skills at all levels. If you have the required skills please apply
online at searchandselect.com quoting reference number: 14898