Head of Compliance - FTC
8 June by Search & Select Recruitment Agency
Full Time (38 hrs/wk)
Job Description
Join our client as the Head of Compliance for a short contract. Full-time or part-time hours are available. This role is essential for overseeing compliance monitoring and regulatory reporting.
- Act as the R13 Head of Compliance Controlled Function holder, ensuring fitness and propriety.
- Oversee compliance with Isle of Man regulatory requirements.
- Establish and maintain documented arrangements for compliance with regulatory standards.
- Ensure appropriate segregation of duties and the safeguarding of client assets.
Key Skills and Experience:
- Minimum 5 years of compliance experience in financial services.
- Bachelor's degree in Law, Finance, Business, or a related field.
- Relevant professional compliance qualifications (e.g., ICA Diploma) are highly desirable.
For more details and to apply, visit here.